• ALEXZA PHARMACEUTICALS INC Ownership Breakdown

  • Ownership Breakdown: ALXA

    as of 3:00 AM EDT
    Large Block Holder Type Number  
    Institutions 66
     
    Total Number of Shares Held
    32.42 M
    % of Shares Owned by all Large Block Holders
    100.00%
    Mutual Fund 86
    Other Major 11
    Total Number of Large Block Holders 163
  • Top 10 Institutional Holders: ALXA

    Name Shares Estimated Value of Shares * Holdings Shares Outstanding Turnover Rating
    Versant Ventures 2.18 M 17.66 M 10.13% 6.73% Low
    Zesiger Capital Group LLC 2.48 M 17.09 M 3.50% 7.66% Low
    Abingworth Management Limited 2.02 M 16.38 M 9.20% 6.24% Low
    Frazier Healthcare and Technology Ventures 2.18 M 15.02 M 10.59% 6.73% Low
    AllianceBernstein L.P. 2.05 M 14.10 M 0.00% 6.32% Low
    Alloy Ventures, Inc. 1.35 M 9.32 M 94.77% 4.18% Low
    Wasatch Advisors, Inc. 1.05 M 7.24 M 0.13% 3.25% Low
    T. Rowe Price Associates, Inc. 1.05 M 7.20 M 0.00% 3.23% Low
    OrbiMed Advisors, LLC 1.03 M 7.08 M 0.20% 3.17% Low
    Delphi Ventures L.P. 989,678 6.81 M 15.43% 3.05% Low

    Total % of Shares Owned by:

    Top 10 Holders
    50.57%
    Top 25 Holders
    67.26%
    Top 50 Holders
    70.51%


     

    * Value of shares is estimated based on the closing price of the month in which the shares were purchased.

  • Top 10 Mutual Fund Holders: ALXA

    Name Shares Estimated Value of Shares * Holdings Shares Outstanding Turnover Rating
    AXA Premier VIP Multi Manager Aggressive Equity Po 1.18 M 8.09 M 0.33% 3.63% Medium
    T. Rowe Price New Horizons Fund 600,000 4.13 M 0.07% 1.85% Low
    Wasatch Small Cap Growth Fund 577,015 3.97 M 0.49% 1.78% Medium
    T. Rowe Price Health Sciences Fund 300,000 2.06 M 0.10% 0.93% Low
    Wells Fargo Master Trust Small Company Growth 268,496 1.85 M 0.52% 0.83% High
    UBS Eucalyptus Fund, L.L.C. 261,400 1.80 M 0.88% 0.81% Medium
    Vanguard Total Stock Market Index Fund 237,776 1.64 M 0.00% 0.73% Low
    iShares NASDAQ Biotechnology Index Fund 264,658 1.36 M 0.10% 0.82% Low
    iShares Russell 2000 Index Fund 184,059 1.27 M 0.01% 0.57% Low
    AllianceBernstein Small Cap Growth Fd 131,300 870,519.00 0.28% 0.40% Medium

    Total % of Shares Owned by:

    Top 10 Holders
    12.34%
    Top 25 Holders
    14.94%
    Top 50 Holders
    15.62%


     

    * Value of shares is estimated based on the closing price of the month in which the shares were purchased.

  • Top 10 Other Holders: ALXA

    Name Shares Estimated Value of Shares * Holdings Shares Outstanding Turnover Rating
    Zaffaroni (Alejandro A) 1.76 M 14.52 M 5.41% Low
    Zaffaroni (Alejandro A) 363,905 2.50 M 1.12% Low
    King (Thomas B) 145,287 999,575.00 0.45% Low
    Stein (Isaac) 117,653 809,453.00 0.36% Low
    Ringold (Gordon) 100,555 691,818.00 0.31% Low
    Colella (Samuel D) 31,250 252,813.00 0.10% Low
    Moretti (August J) 8,874 58,835.00 0.03% Low
    Cassella (James V) 6,250 43,000.00 0.02% Low
    Williams (Jeffrey S) 2,720 18,714.00 0.01% Low
    Tebbutt (Anthony G) 1,755 12,074.00 0.01%

    Total % of Shares Owned by:

    Top 10 Holders
    7.81%
    Top 25 Holders
    7.82%
    Top 50 Holders
    7.82%


     

    * Value of shares is estimated based on the closing price of the month in which the shares were purchased.