• E TRADE FINANCIAL CORP Ownership Breakdown

  • Ownership Breakdown: ETFC

    as of 3:00 AM EDT
    Large Block Holder Type Number  
    Institutions 353
     
    Total Number of Shares Held
    519.75 M
    % of Shares Owned by all Large Block Holders
    100.00%
    Mutual Fund 614
    Other Major 19
    Total Number of Large Block Holders 986
  • Top 10 Institutional Holders: ETFC

    Name Shares Estimated Value of Shares * Holdings Shares Outstanding Turnover Rating
    Citadel Investment Group, L.L.C. 89.53 M 367.07 M 2.13% 17.23% High
    Vanguard Group, Inc. 17.88 M 69.00 M 0.01% 3.44% Low
    Davis Selected Advisers, L.P. 16.35 M 63.10 M 0.07% 3.15% Low
    Barclays Global Investors, N.A. 15.89 M 61.35 M 0.01% 3.06% Low
    State Street Global Advisors (US) 14.09 M 54.40 M 0.01% 2.71% Low
    D. E. Shaw & Co., L.P. 12.22 M 47.16 M 0.12% 2.35% Medium
    SuttonBrook Capital Management, L.P. 10.45 M 40.34 M 3.42% 2.01% High
    Tiger Management, L.L.C. 10.25 M 39.56 M 0.68% 1.97% High
    Bridgewater Associates Inc. 9.69 M 37.42 M 0.78% 1.87% High
    TCW Asset Management Company 7.79 M 30.08 M 0.08% 1.50% Low

    Total % of Shares Owned by:

    Top 10 Holders
    39.28%
    Top 25 Holders
    50.78%
    Top 50 Holders
    58.88%


     

    * Value of shares is estimated based on the closing price of the month in which the shares were purchased.

  • Top 10 Mutual Fund Holders: ETFC

    Name Shares Estimated Value of Shares * Holdings Shares Outstanding Turnover Rating
    Davis New York Venture Fund 9.39 M 37.37 M 0.08% 1.81% Low
    Threadneedle American Select Fund 2.25 M 29.35 M 2.00% 0.43% Medium
    Vanguard 500 Index Fund 4.37 M 16.87 M 0.02% 0.84% Low
    Vanguard Small-Cap Index Fund 3.74 M 14.43 M 0.11% 0.72% Low
    SPDR Trust Series 1 2.94 M 12.05 M 0.02% 0.57% Low
    Vanguard Total Stock Market Index Fund 3.02 M 11.64 M 0.01% 0.58% Low
    CREF Stock Account 3 M 11.56 M 0.01% 0.58% Low
    Vanguard Institutional Index Fund 2.66 M 10.26 M 0.02% 0.51% Low
    DWS Mid Cap Growth Fund 1.76 M 6.80 M 0.85% 0.34% Medium
    TCW Value Opportunities Fund 1.61 M 6.59 M 1.39% 0.31% Medium

    Total % of Shares Owned by:

    Top 10 Holders
    6.68%
    Top 25 Holders
    10.16%
    Top 50 Holders
    12.31%


     

    * Value of shares is estimated based on the closing price of the month in which the shares were purchased.

  • Top 10 Other Holders: ETFC

    Name Shares Estimated Value of Shares * Holdings Shares Outstanding Turnover Rating
    Randall (Lewis E) 1.37 M 5.60 M 0.26% Low
    Caplan (Mitchell H) 1.35 M 5.22 M 0.26% Low
    Lilien (R Jarrett) 701,933 2.79 M 0.14% Low
    Layton (Donald H) 364,734 1.41 M 0.07% Medium
    Hayter (George A) 282,171 1.16 M 0.05% Low
    Gelbard (Arlen W) 271,864 1.08 M 0.05% Low
    Druskin (Robert) 205,741 843,538.00 0.04% Low
    BNP Paribas Arbitrage SA 163,953 632,859.00 0.03% High
    Simmons (Robert J) 155,599 600,612.00 0.03% Medium
    KBC Group NV 143,856 555,284.00 0.03% Medium

    Total % of Shares Owned by:

    Top 10 Holders
    0.96%
    Top 25 Holders
    1.04%
    Top 50 Holders
    1.04%


     

    * Value of shares is estimated based on the closing price of the month in which the shares were purchased.