• LEHMAN BROS HLDGS INC Ownership Breakdown

  • Ownership Breakdown: LEH

    as of 3:00 AM EDT
    Large Block Holder Type Number  
    Institutions 762
     
    Total Number of Shares Held
    553.65 M
    % of Shares Owned by all Large Block Holders
    100.00%
    Mutual Fund 1,728
    Other Major 16
    Total Number of Large Block Holders 2,506
  • Top 10 Institutional Holders: LEH

    Name Shares Estimated Value of Shares * Holdings Shares Outstanding Turnover Rating
    AllianceBernstein L.P. 40.04 M 2.62 B 0.66% 7.23% Low
    ClearBridge Advisors 34.98 M 2.29 B 2.26% 6.32% Low
    Fidelity Management & Research 31.7 M 2.07 B 0.28% 5.73% Low
    Barclays Global Investors, N.A. 19.33 M 1.27 B 0.17% 3.49% Low
    Marsico Capital Management, L.L.C. 17.26 M 1.13 B 1.21% 3.12% Medium
    State Street Global Advisors (US) 16.65 M 1.09 B 0.19% 3.01% Low
    Vanguard Group, Inc. 15.2 M 572.12 M 0.11% 2.75% Low
    TIAA-CREF 6.54 M 427.99 M 0.22% 1.18% Low
    Pzena Investment Management, LLC 7.48 M 281.64 M 1.50% 1.35% Low
    Columbia Management Advisors, Inc. 5.96 M 224.20 M 0.15% 1.08% Low

    Total % of Shares Owned by:

    Top 10 Holders
    35.24%
    Top 25 Holders
    46.52%
    Top 50 Holders
    56.03%


     

    * Value of shares is estimated based on the closing price of the month in which the shares were purchased.

  • Top 10 Mutual Fund Holders: LEH

    Name Shares Estimated Value of Shares * Holdings Shares Outstanding Turnover Rating
    Legg Mason Partners Aggressive Growth Fund, Inc. 11.98 M 611.08 M 7.41% 2.16% Low
    Vanguard 500 Index Fund 5.02 M 328.74 M 0.27% 0.91% Low
    CREF Stock Account 4.58 M 282.54 M 0.21% 0.83% Low
    Fidelity Growth & Income Fund 5.2 M 265.15 M 1.67% 0.94% Medium
    Fidelity Balanced Fund 3.47 M 222.13 M 1.36% 0.63% Medium
    Vanguard Total Stock Market Index Fund 2.98 M 195.10 M 0.19% 0.54% Low
    Fidelity Equity-Income II Fund 3.3 M 168.27 M 1.83% 0.60% Low
    Fidelity VIP II Contrafund Portfolio 3.09 M 157.80 M 0.72% 0.56% High
    Fidelity Magellan Fund 3 M 152.97 M 0.39% 0.54% Medium
    SPDR Trust Series 1 3.34 M 147.84 M 0.19% 0.60% Low

    Total % of Shares Owned by:

    Top 10 Holders
    8.30%
    Top 25 Holders
    14.08%
    Top 50 Holders
    18.97%


     

    * Value of shares is estimated based on the closing price of the month in which the shares were purchased.

  • Top 10 Other Holders: LEH

    Name Shares Estimated Value of Shares * Holdings Shares Outstanding Turnover Rating
    Fuld (Richard S Jr) 10.85 M 695.04 M 1.96% Low
    Gregory (Joseph M) 6.19 M 396.40 M 1.12% Low
    Russo (Thomas A) 1.45 M 93.18 M 0.26% Low
    Berlind (Roger S) 605,884 38.81 M 0.11% Low
    BNP Paribas Arbitrage SA 1.02 M 38.42 M 0.18% High
    O'Meara (Christopher M) 259,791 16.64 M 0.05% Low
    Lowitt (Ian T) 248,056 15.89 M 0.04%
    Macomber (John D) 163,139 10.45 M 0.03% Low
    Cruikshank (Thomas H) 76,013 4.87 M 0.01% Low
    KBC Group NV 73,595 4.82 M 0.01% Medium

    Total % of Shares Owned by:

    Top 10 Holders
    3.78%
    Top 25 Holders
    3.81%
    Top 50 Holders
    3.81%


     

    * Value of shares is estimated based on the closing price of the month in which the shares were purchased.