Total Compensation: $ 17.31 M
John A. Thain (52), Chairman of the Board and Chief Executive Officer of Merrill Lynch & Co., Inc. Director since December 2007, Chairman of the Board and Chief Executive Officer of Merrill Lynch & Co., Inc. since December 2007, Chief Executive Officer of NYSE Euronext, Inc., and its predecessors, which operates a group of securities exchanges and offers financial products and services, from 2004 to 2007, President (from 1999 to 2004); Chief Operating Officer (from 2003 to 2004); Co-Chief Operating Officer (from 1999 to 2003) of The Goldman Sachs Group, Inc., a financial services firm, Other Public Company Directorships: BlackRock, Inc.
Total Compensation: $ 27.36 M
Gregory J. Fleming (45) President and Chief Operating Officer since May 2007; Executive Vice President from October 2003 to May 2007; President of GMI from August 2003 to May 2007; Chief Operating Officer of the Global Investment Banking Group of GMI from January 2003 to August 2003; Co-Head of the Global Financial Institutions Group of GMI from April 2001 to August 2003; Head of the United States Financial Institutions Group of GMI from June 1999 to April 2001; Managing Director of the Global Investment Banking Group of GMI from February 1999 to October 2003.
Total Compensation: $ 1.68 M
Nelson Chai (42) Executive Vice President and Chief Financial Officer since December 2007; Executive Vice President and Chief Financial Officer of NYSE Euronext and its predecessor company NYSE Group, Inc., from January 2006 to December 2007; Chief Financial Officer of Archipelago Holdings from June 2000 to December 2005. Prior to joining Archipelago in June 2000, Mr. Chai was senior vice president of business development and a member of the executive committee of Dade Behring, Inc., a leading manufacturer of medical diagnostics products. Prior to joining Dade Behring in 1997 he served in senior positions at AlliedSignal and Philip Morris. Mr. Chai received a bachelor's degree from the University of Pennsylvania and an M.B.A. from Harvard Business School. He is a board member of the U.S. Fund for UNICEF, the U.S.-India Business Council and the National Stock Exchange of India.
Total Compensation: $ —
Christopher Hayward, 41, succeeds Mr. Tosi as Finance Director and Principal Accounting Officer of ML & Co. Mr. Hayward also continues to head the firm's Holding Company Supervision initiatives, a role he has performed since February 2004. From 2002 to 2004, Mr. Hayward served as Chief Operating Officer for Corporate Risk Management and head of Market Risk Management for the Global Bank Group. Mr. Hayward most recently served as Merrill Lynch & Co.'s Global Treasurer, a position he was appointed to in December 2005.
Total Compensation: $ —
Rosemary T. Berkery (54) Vice Chairman since July 2007; Executive Vice President since October 2001; General Counsel since September 2001; Senior Vice President and Head of U.S. Private Client (now a part of Global Private Client) Marketing and Investments from June 2000 to September 2001; Co-Director of Global Securities Research & Economics Group from April 1997 to June 2000.
Total Compensation: $ —
On April 28, 2008, Merrill Lynch & Co., Inc., announced that Thomas K. Montag, 51, will be joining Merrill Lynch in August 2008 to serve as Executive Vice President and Head of Global Sales and Trading. Most recently, Mr. Montag was with Goldman Sachs Group, Inc. for over 22 years where he was co-head of the global securities business and a member of the company"s management committee when he left the company in December, 2007. Prior to being co-head of the global securities business he was co-president of Goldman Sachs" Japanese operations since 2001 and before that ran the firm"s global derivatives business.
Total Compensation: $ —
On March 3, 2008, Merrill Lynch & Co., Inc. announced that Thomas J. Sanzone will be joining Merrill Lynch in the second half of 2008 to serve as Executive Vice President and Chief Administrative Officer with responsibility for Global Infrastructure Solutions and Global Corporate Services. Mr. Sanzone, 47, was most recently chief information officer of Credit Suisse since 2005. Prior to that, he was chief information officer for Citigroup's Corporate and Investment Bank, the Private Client Group, and the Global Transaction Services business. Mr. Sanzone began his career at Salomon Brothers in 1984 as a programmer analyst in the Mortgage Trading Systems area. In 1991, he was appointed Senior Operating Officer for Fixed Income and Equity Sales Trading and in 1996 was named Managing Director and head of Global Application Development. Mr. Sanzone received a bachelor's of science degree from Hofstra University.
Total Compensation: $ 14.48 M
Dow Kim (44) Executive Vice President since October 2003; President of GMI since August 2003; Head of the Global Debt Markets Group of GMI from October 2001 to August 2003; Managing Director and Head of Global Enterprise Risk Management within the Global Debt Markets Group of GMI from April 2000 to October 2001; Head of the Fixed Income business in Japan from July 1997 to March 2000. On May 16, 2007, Merrill Lynch & Co. Inc. announced that Dow Kim, executive vice president and co-president of the company's Global Markets and Investment Banking group, has informed the company that he plans to leave Merrill Lynch by the end of the year in order to establish a multi-strategy, private investment firm.
Total Compensation: $ 5.04 M
Robert J. McCann (49) Executive Vice President since August 2003; Vice Chairman and President of Global Private Client (now Global Wealth Management) since June 2005; Vice Chairman, Wealth Management Group from August 2003 to June 2005; Vice Chairman and Director of Distribution and Marketing for AXA Financial Inc. from March 2003 to August 2003; Head of the Global Securities Research & Economics Group of Merrill Lynch from October 2001 to March 2003; Chief Operating Officer of GMI from September 2000 to October 2001; Head of the Global Institutional Client Division of GMI from August 1998 to September 2000.
Total Compensation: $ 2.64 M
Jeffrey N. Edwards (45) Senior Vice President since April 2005; Chief Financial Officer since March 2005; Senior Vice President and Head of Investment Banking for Americas region from September 2004 to March 2005; Head of Global Capital Markets and Financing from August 2003 to September 2004; Co-Head of Global Equity Markets (covering trading, sales and origination activities) from October 2001 to August 2003; prior to that, in March 2000, appointed Co-Head of Global Equity Capital Markets. Mr. Chai succeeds Jeffrey N. Edwards, who has been the company's chief financial officer since 2005. Mr. Edwards will remain with Merrill Lynch.
Total Compensation: $ —
Effective July 1, 2007, Carol Tecla Christ, Director since 2007, President, Smith College since June 2002, Executive Vice Chancellor and Provost, University of California, Berkeley from 1994 to 2000. Ms. Christ has been named to the Public Policy and Responsibility committee of the board. In June 2002, Ms. Christ, became the 10th president of Smith College. At the outset of her administration, she launched an energetic program of outreach, innovation and long-range planning. She has encouraged the development of coursework emphasizing fluency in American cultures and in the diversity of experience of American ethnic groups. Prior to that, Ms. Christ spent more than 30 years at the University of California, Berkeley. She joined the English faculty in 1970, and as chair of her department from 1985 to 1988, she built and maintained one of the top-ranked English departments in the country. She entered the university's administration in 1988, serving first as dean of humanities and later as provost and dean of the College of Letters and Sciences. In 1994, Ms. Christ was appointed vice chancellor and provost (and later became executive vice chancellor). During her six years as Berkeley's top academic officer, she was credited with sharpening the institution's intellectual focus and building top-rated departments in the humanities and sciences. In addition, she helped shape Berkeley's campus policy in response to Proposition 209, the 1996 California law barring the consideration of race in college admissions. In 2004, Ms. Christ was named a fellow of the American Academy of Arts and Sciences in recognition of her contributions as a leader in higher education. Ms. Christ graduated with high honors from Douglass College in 1966 and went to Yale University, where she received her Ph.D. in English. She is a director of the Clarke School for the Deaf, a non-profit organization dedicated to teaching deaf children, the Northampton Academy of Music, and the Western Massachusetts Economic Development Council.
Total Compensation: $ —
Alberto Cribiore, Founder and Managing Principal of Brera Capital Partners LLC, Director since 2003; Lead Independent Director since 2007, Founder and Managing Principal of Brera Capital Partners LLC, a private equity investment firm, since 1997, Co-President of Clayton, Dubilier & Rice, Inc., an equity investment firm, from 1985 to 1997.
Total Compensation: $ —
Mr. Tosi presently serves as Chief Financial Officer of ML & Co.'s global business segments, a position he has held since 2002. Prior to joining the CFO organization, Mr. Tosi served as a director and a managing director in Global Markets and Investment Banking from 1999 to 2001. Effective on May 24, 2007 Laurence A. Tosi, serve as Chief Operating Officer of the Corporation's Global Markets and Investment Banking segment. Most recently, he served as Finance Director and Principal Accounting Officer of Merrill Lynch & Co., Inc. and has held this position since 2004
Total Compensation: $ —
Dame Judith Mayhew Jonas, Corporate Director, Director since 2006. Chairman of the Royal Opera House since 2003, Solicitor (England and Wales) since 1993, Trustee of Gresham College since 1990, Barrister and Solicitor (New Zealand) since 1973, Member of the U.K. government's Equalities Review Panel, which was formed to investigate discrimination and inequality in British society, from 2005 to 2007, Fellow of Eton College Windsor from 2003 to 2007, Provost of Kings College, Cambridge from 2003 to 2006, Vice Chair of the London Development Agency, which prepares the mayor's business plan for London, from 2000 to 2004, Special Adviser to the Chairman, Clifford Chance, Solicitors, from 2000 to 2003, Chair of the Policy and Resources Committee, Corporation of London, from 1997 to 2003.
Total Compensation: $ —
Virgis W. Colbert, Senior Advisor to Miller Brewing Company, Director since 2006, Senior Advisor to Miller Brewing Company, a brewing company, since 2006, Executive Vice President of Worldwide Operations for Miller Brewing Company, where he served in a variety of positions, from 1997 to 2005, Other Public Company Directorships: The Manitowoc Company, Inc.; Sara Lee Corporation; and The Stanley Works.
Total Compensation: $ —
Charles O. Rossotti, Senior Advisor to The Carlyle Group, Director since 2004, Senior Advisor to The Carlyle Group, a private global investment firm, since 2003, Commissioner of Internal Revenue at the Internal Revenue Service from 1997 to 2002, Founder, Chairman of the Board, President and Chief Executive Officer of American Management Systems, an international business and information technology consulting firm, from 1970 to 1997, Other Public Company Directorships: AES Corporation.
Total Compensation: $ —
John D. Finnegan, Chairman of the Board, President and Chief Executive Officer of The Chubb Corporation, Director since 2004, Chairman of the Board (since 2003); President and Chief Executive Officer (since 2002) of The Chubb Corporation, a property and casualty insurance company, Executive Vice President of General Motors Corporation, a company primarily engaged in the development, manufacture and sale of automotive vehicles, from 1999 to 2002, Chairman and President of General Motors Acceptance Corporation, a financing subsidiary of General Motors Corporation, from 1999 to 2002, Other Public Company Directorships: The Chubb Corporation.
Total Compensation: $ —
Ann N. Reese, Co-Founder and Co-Executive Director of the Center for Adoption Policy, Director since 2004, Co-Founder and Co-Executive Director of the Center for Adoption Policy, a not-for-profit corporation, since 2001, Principal, Clayton, Dubilier & Rice, Inc., an equity investment firm, from 1999 to 2000, Executive Vice President and Chief Financial Officer of ITT Corporation, a hotel and leisure company, from 1995 to 1998, Other Public Company Directorships: Jones Apparel Group, Inc.; Sears Holdings Corporation; and Xerox Corporation.
Total Compensation: $ 4.58 M
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Total Compensation: $ —
Aulana L. Peters, Corporate Director; Retired Partner of Gibson, Dunn & Crutcher LLP,Director since 1994, Partner in the law firm of Gibson, Dunn & Crutcher LLP from 1980 to 1984 and from 1988 to 2000, Member, International Public Interest Oversight Board, an entity charged with overseeing the development of and compliance with international auditing, assurance and ethics standards issued by the International Federation of Accountants, since 2005, Member, Public Oversight Board of AICPA, a professional association for Certified Public Accountants in the U.S., from 2001 to 2002, Commissioner of the U.S. Securities and Exchange Commission from 1984 to 1988, Other Public Company Directorships: 3M Company; Deere & Company; and Northrop Grumman Corporation.
Total Compensation: $ 24.31 M
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Total Compensation: $ —
Joseph W. Prueher, Corporate Director; Former U.S. Ambassador to the People's Republic of China, Director since 2001, Consulting Professor and Senior Advisor at the Stanford University Center for International Security and Cooperation since 2001, U.S. Ambassador to the People's Republic of China from 1999 to 2001, Lecturer and Senior Advisor to the Stanford-Harvard Defense Project since 1999, U.S. Navy Admiral (Retired), Commander-in-Chief of U.S. Pacific Command from 1996 to 1999, Other Public Company Directorships: Emerson Electric Company; Fluor Corporation; and DynCorp International.
Total Compensation: $ —
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Total Compensation: $ —
Armando M. Codina, Director since 2005. President and Chief Executive Officer of Flagler Development Group. President and Chief Executive Officer of Flagler Development Group, a real estate investment, development, construction, brokerage and property management company, since 2006. Founder, Chairman and Chief Executive Officer of Codina Group, a real estate investment company, from 1979 until its combination with Flagler Development Group in 2006. Other Public Company Directorships: AMR Corporation; General Motors Corporation; and The Home Depot, Inc.
