• NOVARTIS A G Ownership Breakdown

  • Ownership Breakdown: NVS

    as of 7/23/08
    Large Block Holder Type Number  
    Institutions 583
     
    Total Number of Shares Held
    2.64 B
    % of Shares Owned by all Large Block Holders
    100.00%
    Mutual Fund 382
    Other Major 2
    Total Number of Large Block Holders 967
  • Top 10 Institutional Holders: NVS

    Name Shares Estimated Value of Shares * Holdings Shares Outstanding Turnover Rating
    Dodge & Cox 79.01 M 4.05 B 2.79% 2.99% Low
    PRIMECAP Management Company 34.49 M 1.77 B 3.08% 1.30% Low
    Institutional Capital, LLC 9.05 M 463.76 M 3.52% 0.34% Medium
    ClearBridge Advisors 8.17 M 418.53 M 0.46% 0.31% Low
    Delaware Investments 7.99 M 409.22 M 0.92% 0.30% Low
    Lazard Asset Management, L.L.C. 7.21 M 369.36 M 0.72% 0.27% Low
    Manning & Napier Advisors, Inc. 7.14 M 365.93 M 3.08% 0.27% Low
    Neuberger Berman, LLC 6.67 M 341.89 M 0.38% 0.25% Low
    First Manhattan Company 5.14 M 263.21 M 2.06% 0.19% Low
    Van Kampen Asset Management Inc. 5.09 M 260.74 M 0.39% 0.19% Low

    Total % of Shares Owned by:

    Top 10 Holders
    6.43%
    Top 25 Holders
    7.92%
    Top 50 Holders
    8.79%


     

    * Value of shares is estimated based on the closing price of the month in which the shares were purchased.

  • Top 10 Mutual Fund Holders: NVS

    Name Shares Estimated Value of Shares * Holdings Shares Outstanding Turnover Rating
    Dodge & Cox Stock Fund 29.57 M 1.52 B 2.84% 1.12% Low
    Dodge & Cox International Stock Fund 28.45 M 1.46 B 3.05% 1.08% Low
    Vanguard PRIMECAP Fund 18.43 M 944.16 M 3.22% 0.70% Low
    Dodge & Cox Balanced Fund 8.52 M 436.27 M 2.63% 0.32% Low
    Vanguard Capital Opportunity Fund 3.66 M 187.76 M 2.22% 0.14% Low
    Fidelity Diversified International Fund 2.6 M 136.11 M 0.27% 0.10% Low
    Van Kampen Growth & Income Fund 2.38 M 130.97 M 1.60% 0.09% Low
    Van Kampen Equity & Income Fund 2.47 M 129.47 M 1.12% 0.09% Low
    Thornburg International Value Fund 2.39 M 122.37 M 0.73% 0.09% Medium
    Vanguard PRIMECAP Core Fund 2.1 M 107.72 M 3.62% 0.08% Low

    Total % of Shares Owned by:

    Top 10 Holders
    3.80%
    Top 25 Holders
    4.26%
    Top 50 Holders
    4.52%


     

    * Value of shares is estimated based on the closing price of the month in which the shares were purchased.

  • Top 10 Other Holders: NVS

    Name Shares Estimated Value of Shares * Holdings Shares Outstanding Turnover Rating
    BNP Paribas Arbitrage SA 63,327 3.24 M 0.00% High
    Alleghany Corporation 25,000 1.28 M 0.00% Low
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    Total % of Shares Owned by:

    Top 10 Holders
    0.00%
    Top 25 Holders
    0.00%
    Top 50 Holders
    0.00%


     

    * Value of shares is estimated based on the closing price of the month in which the shares were purchased.